Our Team

– Committed to serving our clients with the utmost respect and passion –

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Katie Kessler
President & Registered Representative
 
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Wendy Tesch
Registered Representative
 
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Gwendolyn Condon
Branch Manager & Financial Services Representative
 
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Angie Zylka
Office Manager
 
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Jeff Straw
Financial Coordinator

Investment Concepts, Inc. is a boutique wealth management firm employing an empathetic client-centric approach coupled with a proactive investment strategy. Whether you’re just beginning to plan for your financial future or looking for better ways to manage your portfolio, it’s essential to find an investment team you can trust.

Investment Concepts, Inc. Elite Advantage: To always place your collective best interests first and foremost, reflecting the values, ethics and morals of our collective staff.

We pledge to include the following in added value:

  • Reviewing your investments and designing a personalized portfolio appropriate to your needs
  • Year-long, continual monitoring of your investments
  • Quarterly, semi-annual or annual meetings to: review and evaluate your investment performance, update your overall financial objectives and if necessary, reallocate your portfolio as agreed upon by you
  • Quarterly statements
  • Independent advice
  • Commission-free transactions on most stocks, bonds or mutual funds traded in your account(certain transaction fees may apply
  • Recommendations regarding positioning of investments within your employer provided retirement plans such as 401(k)s
  • Quarterly “market watch” letter detailing our firm’s research, analysis and view of the current state of the investment markets

To learn more about the professional history of our financial advisor(s), please visit FINRA's BrokerCheck.


Disclaimers

*SagePoint Financial, Inc. does not offer tax or legal advice.

The information being provided is strictly as a courtesy. When you link to any of these web-sites provided here, you are leaving this site. Investment Concepts, Inc. and SagePoint Financial, Inc., make no representation as to the completeness or accuracy of information provided at these sites. Nor are the companies liable for any direct or indirect technical or system issues or any consequences arising out of your access to or your use of third-party technologies, sites, information and programs made available through this site. When you access one of these sites, you are leaving Investment Concepts Inc., website and assume total responsibility and risk for your use of the sites you are linking to.

Does your financial planner do the following?

  • Determine your investment objectives, risk tolerance, liquidity needs, etc. before making recommendations?
  • Address the three major risks at retirement: longevity risk, inflation risk and sequence of returns (SOR) risk?
  • Provide various investment options to address your financial and retirement needs? If so… explain all the costs associated with each investment option?
  • Explain the surrender charges and/or sales charges associated with each investment option?
  • Supply returns associated with each investment option?
  • Supply a prospectus and approved sales literature for each investment option?
  • Explain how he/she is compensated?
  • Explain all the steps involved in a rollover/transfer process?
  • Explain what on-going services he/she provides and how often you will be meeting?

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